Small and mid-size insurers and Lloyd's syndicates face the same compliance obligations as the largest carriers — but without armies of compliance staff to deliver them. Regzact gives you enterprise-grade MGA and broker governance at a scale that fits your business.
Whether you're deploying capacity through one MGA or twenty, the FCA, PRA, and Lloyd's expect documented, evidenced oversight of every firm in your distribution chain. The question isn't whether you need it — it's whether you can deliver it without scaling your team.
Most small and mid-size insurers and syndicates are trying to manage this through spreadsheets, email threads, and annual questionnaire cycles — leaving dangerous gaps between reviews, and scrambling when a regulator or audit cycle arrives.
Regzact gives small and mid-size insurers and syndicates the governance infrastructure that traditionally required a large in-house compliance team — automated, evidenced, and always current.
One real-time dashboard showing the compliance health of every MGA, coverholder, broker, and TPA in your network. Know immediately who is fully compliant, who has open issues, and where your exposure lies — without manual chasing or spreadsheet consolidation.
Regzact creates a permanent, auditable record of every due diligence check, questionnaire response, document submission, and governance decision. When the FCA, PRA, or Lloyd's comes calling, your evidence is ready in minutes — not assembled over days.
Automated verification via Companies House, CRO, and FCA Register — combined with AI-powered questionnaire generation and risk profiling — means new MGAs and brokers can be properly vetted and approved in a fraction of the time your current process takes.
Track Fitness & Probity and SMCR for every relevant individual — automated alerts, digital evidence, and on-demand reporting for the FCA and CBI.
Explore Fitness & ProbityHave F&P details collected, reviewed, and approved before annual submission — not gathered in a panic.
Automated reminders and alerts when certifications, training, or declarations are due.
Staff profiles covering training, memberships, qualifications, roles, and documents in one place.
Questionnaires, background checks, and electronic signatures captured in a single workflow.
Replace annual snapshots with a live view of compliance risk across your firm and your distribution network.
Explore RiskAccurate compliance metrics across your organisation and partners — in real time, not once a year.
Complaints, errors, incidents, conflicts, gifts and hospitality — with audit trails and reminders built in.
Surface policy expiries, governance gaps, and risk changes before the FCA, CBI, or Lloyd's do.
Risk scoring and profiling so you can act on exposure — not assume partners are compliant.
Regzact creates a continuous oversight loop across your entire distribution network — ensuring you're always ahead of regulatory expectations, not reacting to them.
Automated due diligence on every new MGA, coverholder, or supplier. Risk-profiled and approved consistently — every time.
Continuous live checks across your network. Regulatory changes, director alerts, policy expiries, and sanctions matches surfaced automatically.
Periodic questionnaires automated across your panel. Compliance confidence scores give you an instant network-health view at any moment.
Every action logged. Regulator-ready reports produced in seconds — for the FCA, PRA, Lloyd's, or your board. Full traceability guaranteed.
Regulatory frameworks & integrations built in
Join insurers, MGAs, and brokers across the UK and Ireland who have made compliance a strategic advantage. Book a personalised demo and see Regzact working with your own network.